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TDEC metric in 50G-PON: analytical and experimental investigation on several implementation aspects

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Abstract

We analyze the metrology of transmitter and dispersion eye closure (TDEC) as defined in a 50G passive optical network (50G-PON) for assessing transmitter quality. First, we present a theoretical evaluation for adapting TDEC to 50G-PON, where equalized bandwidth limited avalanche-photodiode-based receivers are expected. We optimize the parameters for a proper numerical evaluation and provide some guidelines for implementing the metric. We also show that TDEC can be measured with both sampling and real-time oscilloscopes provided that there are enough samples for the latter. A comparison of two techniques, one noiseless and one considering noise enhancement, for computing the coefficients of the equalizer is also provided. Finally, an experimental comparison between a Mach–Zehnder modulator and an electroabsorption-modulated-laser-based transmitter is carried out with different extinction ratios and fiber lengths, showing that TDEC can effectively predict the receiver sensitivity penalty.

© 2023 Optica Publishing Group under the terms of the Optica Open Access Publishing Agreement

1. INTRODUCTION

The continuous demand increase of traffic over broadband connections keeps pushing the available capacity of optical access networks, where the most common technology is passive optical networks (PONs). In recent years, the deployment of XG-PON systems with a 10 Gbps bitrate has increased [1,2], and, to address a future higher capacity demand, the ITU-T published the recommendation G.9804.3 for the 50G-PON physical layer in September 2021 [3]. To achieve the high optical loss budgets required (29 dB minimum), a typical implementation for the downstream transmitter (Tx) will most likely use an electroabsorption-modulated laser (EML) followed by an integrated semiconductor optical amplifier to boost the optical signal at the optical line terminal (OLT). At the optical network unit, the receiver (Rx) is expected to be based on 25G-class avalanche photodiodes (APDs), since 50G products provide lower gain and are currently not mature enough for commercial deployment. Digital signal processing (DSP) equalization is explicitly considered to overcome the APD bandwidth (BW) limitation and allow compensation of fiber transmission impairments. In addition, DSP can equalize for Tx imperfections allowing some flexibility of the Tx parameters. It should be considered, however, that having too relaxed Tx parameters can cause operation problems, in the case that the Rx DSP cannot fully compensate for potential impairments on the transmitted signal. To ensure physical layer interoperability between different Txs and Rxs, the transmitter and dispersion eye closure (TDEC) metric was adopted in 50G-PON [3]. TDEC was originally defined in IEEE for non-return-to-zero (NRZ) signals [4] and extended to four-level pulse amplitude modulation (PAM-4) as TDEC quaternary (TDECQ) [5,6]. The main advantage of TDEC is that it can assess the performance of a Tx by means of its eye-diagram without explicitly measuring its bit error rate (BER) sensitivity curve with a reference (or “golden”) Rx [7].

TDEC in 50G-PON has three main differences with respect to the original metric defined in [4]. First, PONs mainly use APDs to achieve a high power budget. Hence, a variable is added to account for asymmetric noise that is typical for APDs. Second, while helping to compensate for the reduced BW of the signal, the Rx equalizer also leads to an increase in electrical noise. The equalizer noise enhancement factor (${C_{{\rm eq}}}$), introduced already in TDECQ [8], was also adopted in 50G-PON. The third difference, compared to the IEEE TDEC, is the horizontal location (i.e., the position in time) of the signal histograms which, was changed to $0.5 \pm 0.075$ UI (unit interval), to properly take into account the timing jitter that is expected in 50G-PON Rxs.

From a system point of view, a high TDEC value indicates that the Tx eye is not adequately open; then, to meet the high power budget requirement in PON, a higher launch optical modulation amplitude (OMA) is needed from the Tx. On the other hand, if the TDEC is very low, then the Tx has a high quality eye-diagram, and a lower OMA Tx power can be used. This flexibility allows for the trade-off of parameters such as extinction ratio (ER) and chirp in the Tx while also limiting the permitted variations and still achieving the PON link budgets. Hence more optical Tx technologies can comply with the requirements and, as a result, generate a diverse supply chain provided that they have enough quality, i.e., within the acceptable TDEC values. Physical layer interoperability is then guaranteed for the Rx that is at least as powerful as the minimum Rx specified in TDEC. In the G.9804.3 standard, a maximum value (up to 5 dB) is set for TDEC to guarantee a minimum quality level of the Tx, when considering a given reference band-limited and equalized Rx (as also explained in [9]). Beyond this value, the TDEC metric starts diverging from the OMA penalty, hence becoming less reliable [10].

In this paper, we study the metrology aspect for TDEC and carry out an evaluation and optimization of several variables. The main objective is to provide some guidelines when implementing TDEC. The paper is organized as follows: first, we introduce TDEC and validate theoretically the asymmetric noise factor introduced for the APD Rx. We then optimize several parameters, e.g., number of samples per bit, number of histograms, and step size, for TDEC numerical evaluation and provide the minimum values needed for a converged TDEC value. Afterwards, we demonstrate that, with digital upsampling and real-time oscilloscopes (RTOs), we can obtain TDEC values comparable with the ones from digital sampling oscilloscopes (DSOs). We also investigate two types of optimization for the linear equalizer coefficients [usually named in the literature as “zero forcing” (ZF) or “minimum mean square error” (MMSE)]. Finally, an experimental comparison between between a Mach–Zehnder modulator (MZM) and EML-based Tx is also done for different ERs and fiber lengths, showing that TDEC, without requiring explicit BER evaluation, effectively predicts the Rx sensitivity penalty in all cases of interest in 50G-PON.

2. INTRODUCTION TO THE TDEC PARAMETER

The idea behind the TDEC metric is to estimate the maximum amount of noise that can be added to a detected optical signal until a target BER is reached and then compare it with an ideal case. Starting from a theoretical BER computation, the noise value, namely, ${\sigma _G}$, is computed in an iterative way by evaluating Eq. (9-3) of [3] as

$$\begin{split}&\frac{1}{2}\left({\frac{{\int {f_u}(y){\rm Q}\left({\frac{{y - {P_{{\rm avg}}}}}{{{C_{{\rm eq}}} \cdot {\sigma _G}(y)}}} \right) {\rm d}y}}{{\int {f_u}(y){\rm d}y}}} \right) \\&\quad+ \frac{1}{2}\left({\frac{{\int {f_l}(y){\rm Q}\left({\frac{{{P_{{\rm avg}}} - y}}{{{C_{{\rm eq}}} \cdot {\sigma _G}(y)}}} \right){\rm d}y}}{{\int {f_l}(y){\rm d}y}}} \right) = {{\rm BER}_{{\rm target}}}.\end{split}$$

Here ${f_u}(y)$ and ${f_l}(y)$ are the upper and lower distributions of the samples captured in an oscilloscope, respectively, representing each of the two levels of the NRZ signal. $Q(x)$ measures the area under a normal curve for values greater than x. ${{\rm BER}_{{\rm target}}}$ is the pre-forward error correction (FEC) BER threshold, i.e., ${10^{- 2}}$. ${P_{{\rm avg}}}$ is the average power of the signal, and ${\sigma _G}(y)$ is the noise standard deviation added to the detected signal; this term depends on the power level of the sample, and it is defined in Eq. (9-4) of [3] as

$${\sigma _G}(y) = \sqrt {\left({{M^2}(y)\left({\sigma _{0,G}^2 + {S^2}} \right) - {S^2}} \right)} ,$$
where $M(y)$ is the power-dependent noise asymmetry factor, ${\sigma _{0,G}}$ is the noise added to the signal, and $S$ is the standard deviation of the oscilloscope noise when no signal is applied.

The recommendation for 50G-PON assumes an equalizer to compensate for the fiber link and limited BW Rx. TDEC emulates the latter with a low-pass filter and then considers the noise-enhancement effect of the equalizer through the ${C_{{\rm eq}}}$ parameter, defined in Eq. (9-6) of [3] as

$${C_{{\rm eq}}} = \sqrt {\frac{{{N_0}}}{2}|{H_{{\rm Bessel}}}{|^2} \cdot |{H_{{\rm eq}}}{|^2}} ,$$
where ${N_0}/2$ is the noise spectrum, ${H_{{\rm Bessel}}}$ is the transfer function of a fourth-order Bessel–Thomson filter with a 3 dB BW of 18.75 GHz, representing the 25G-class APD, and ${H_{\rm{eq}}}$ is the transfer function of the equalizer. The latter is derived from the 13 T-spaced taps optimized to give the MMSE according to Eq. (9-7) in [3].

To account for any eye distortion, the procedure evaluates two separate noise values, one to the left (${\sigma _L}$) and one to the right (${\sigma _R}$) side of the eye center, respectively at 0.425 UI and 0.575 UI. This means that, overall, there are four different locations in the eye-diagram where noise must be added: left and right of the center of the eye, each for the upper and lower distributions, as depicted in Fig. 1(a). The reference time window is computed by averaging the time instants where the sample power reaches the average power [4]. For the device under test, the amount of noise to be kept in account is ${\sigma _G} = {\rm min}({\sigma _L},{\sigma _R})$. Subsequently, the noise that can be added to an ideal signal (i.e., noiseless and without distortions) is calculated. This value is referred to as ${\sigma _{{\rm ideal}}}$ and can be found numerically from Eq. (9-9) of [3] as

 figure: Fig. 1.

Fig. 1. (a) Eye-diagram showing the four sampling windows and resulting histograms. (b) Block diagram summarizing the TDEC evaluation procedure.

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$$2 \cdot {{\rm BER}_{{\rm Target}}} = Q\left({\frac{{{\rm OMA}}}{{2{\sigma _{{\rm ideal}}}}}} \right) + Q\left({\frac{{{\rm OMA}}}{{2m{\sigma _{{\rm ideal}}}}}} \right).$$

Here ${\rm OMA} = {P_1} - {P_0}$ (where ${P_1}$ and ${P_0}$ are computed following [3]), $m$ is the asymmetry noise factor, and $Q$ is defined as [11]

$$Q(x) = \frac{1}{2}{\rm erfc}\left({\frac{x}{2}} \right).$$

In the end, the TDEC metric is obtained as a ratio between ${\sigma _G}$ and ${\sigma _{{\rm ideal}}}$, that is,

$${\rm TDEC} = 10 \cdot {\rm log}\left({\frac{{{\sigma _{{\rm ideal}}}}}{{{\sigma _G}}}} \right).$$

Figure 1(b) summarizes the procedure just described. We call Method A the computation of TDEC using Eq. (6), where ${\sigma _G}$ derives from Eq. (1) with ${C_{{\rm eq}}}$.

In case ${C_{{\rm eq}}}$ cannot be directly obtained from the instrument, the recommendation [3] defines an alternative method for evaluating TDEC. Here, the target BER is evaluated following Eq. (1) neglecting the ${C_{{\rm eq}}}$ term, and then by adding it in a second step as in Eq. (9-11) of [3]:

$${\rm TDEC} = 10 \cdot {{\rm log}_{10}}\left({{C_{{\rm eq}}}\frac{{{\sigma _{{\rm ideal}}}}}{{{\sigma _G}}}} \right).$$

We call Method B the TDEC calculation using Eq. (7), with ${\sigma _G}$ obtained by setting ${C_{{\rm eq}}}$ in Eq. (1) (as if no equalizer is present).

3. TDEC EXTENSION FOR APD RECEIVERS

In 50G-PON, the Rx will very likely employ APDs to obtain sufficiently good sensitivity for achieving the high power budgets needed [3]. In APDs, the avalanche gain mechanism has the consequence of producing a higher noise level on the “1” level (with power ${P_1}$) with respect to the “0” level (with power ${P_0}$) [12]. To take into account this imbalance, the noise asymmetry variable $m$ is defined as [3]

$$m = \frac{{{\sigma _1}}}{{{\sigma _0}}},$$
where ${\sigma _0}$ and ${\sigma _1}$ are the noise standard deviations for low and high levels, respectively. To define a value for $m$, we can consider that each noise term consists of a shot noise (${\sigma _{{\rm sh}}}$) and a thermal noise (${\sigma _{{\rm th}}}$) component, independent of each other [12], such that
$${\sigma _{0,1}} = \sqrt {\sigma _{{{{\rm sh}}_{0,1}}}^2 + \sigma _{{\rm th}}^2} .$$

In particular, ${\sigma _{{\rm sh}}}$ depends directly on the power level, according to the following model:

$$\sigma _{{{{\rm sh}}_{0,1}}}^2 = 2qG_A^2{F_G}R\Delta f \cdot {P_{0,1}},$$
where $q$ is the electron charge, ${G_A}$ is the avalanche gain of the photodiode (PD), ${F_G}$ is the excess noise factor, $R$ is the PD responsivity, and $\Delta f$ is the Rx electrical BW. All the terms in Eq. (10) may be considered constant, with the exception of the power level.

The ER of the received signal can be expressed as

$${\rm ER} = \frac{{{P_1}}}{{{P_0}}}.$$

If we define the ratio of thermal to shot noise in the “1” level as

$${\rho _1} = \frac{{\sigma _{{\rm th}}^2}}{{\sigma _{{\rm sh}1}^2}},$$
we can substitute Eqs. (9)–(12) into Eq. (8), obtaining
$$m = \sqrt {\frac{{1 + {\rho _1}}}{{\frac{1}{{{\rm ER}}} + {\rho _1}}}} .$$

Equation (13) shows the relation between the ER and the asymmetry noise factor $m$. For a p-i-n PD, thermal noise $\sigma _{\rm{th}}^2$ is the dominant term, which results in ${\rho _1} \gg 1$ and leads to $m = {1}$ (lower bound). In an avalanche shot noise limited Rx (which is the case for APDs working in low error rate conditions, e.g., ${\rm BER} \approx {10^{- 10}}$), instead, we get ${\rho _1} \ll 1$, which leads to the noise asymmetry value becoming dependent on the ER as $m = \sqrt {{\rm ER}}$. This relation is represented by the dashed line of Fig. 2 and can be considered as the upper bound.

 figure: Fig. 2.

Fig. 2. Asymmetric noise value ($m$) against ER for several values of ${\rho _1}$.

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At a pre-FEC BER level of ${10^{- 2}}$, however, the signal power is so low that $\sigma _{{\rm th}}^2$ becomes nonnegligible and even comparable to the shot noise. Figure 2 plots the value of $m$ against ER for different values of ${\rho _1}$. We can observe that, in the range of $0.2 \lt {\rho _1} \lt 1$, the value of $m$ is bound between one and 2.5, depending on the ER. Moreover, when going to the limit of ${\rm ER} \to \infty$, $m$ tends to converge. Hence, for values of ER up to 8 dB, the asymmetric noise is in the range of $1 \lt m \lt 2$. In the current 50G-PON recommendation, a value of 1.5 has been selected.

To account for the different sample power values that appear inside a histogram, the value of $m$ is adapted accordingly. A linear relation between $m$ and power can be adopted, considering $m = 1$ for the 0-level and $m = 1.5$ for the 1-level. Then, the following equation is obtained from Eq. (9-5) of [3]:

$$M(y) = \left\{{\begin{array}{*{20}{l}}{\frac{{m(y - {y_0}) + ({y_1} - y)}}{{{y_1} - {y_0}}}}&{{\rm for}\,\,\,{y} \ge {{y}_{0}}}\\1&{{\rm for}\,\,\,{{{y \lt y}}_{0}}}\end{array}} \right..$$

The value of $M$ depends on the power of the sample and is used in Eq. (2).

4. OPTIMIZATION OF SOME PARAMETERS IN THE TDEC ALGORITHM IMPLEMENTATION

In this section, we discuss the optimization of several parameters appearing in the G.9804.3 TDEC definition.

A. Experimental Setup

For our tests, we implement the experimental setup depicted in Fig. 3. All the experiments are carried out at a bitrate of 50 Gbps. An O-band MZM converts a short stress pattern random (SSPR) stream [13] into an optical NRZ signal. The light source is an external cavity laser (ECL) emitting at 1360 nm. Such a wavelength is used to emulate the highest accumulated chromatic dispersion (CD) (77.1 ps/nm) after 20 km of G.652 fiber at the longest 50G-PON downstream wavelength, i.e., 1344 nm. The optical signal ER is limited to 9 dB, and it is sent through a standard single mode fiber (SMF).

 figure: Fig. 3.

Fig. 3. Experimental setup for TDEC measurements.

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At the Rx, the signal is either captured directly using the optical input of a DSO or we use a 36 GHz p-i-n PD to perform optical to electrical conversion and obtain the samples through an RTO. For both oscilloscopes, an external clock recovery module is used.

We evaluate TDEC with both the RTO and DSO. With the latter (Keysight N1092C), we directly measure the TDEC from the algorithm embedded in the instrument. Instead, with the RTO (Tektronix DPO70000SX), we acquire the waveform and compute the TDEC offline with an algorithm implemented in MATLAB.

B. TDEC Practical Parameters Optimization

To assess the optimization for TDEC, we implement the algorithm offline and vary some parameters. We use an SSPR signal (32,762 bits) acquired from the RTO (with 4 samples/bit) and upsample it to 32 samples/bit to have enough granularity. The TDEC algorithm has several parameters that need to be properly evaluated to obtain a consistent value. The procedure depends on the following: average power (${P_{{\rm avg}}}$) computation, number of bins (${N_{{\rm bins}}}$) for each of the four histograms, and noise power increment. The procedure for assessing ${P_{{\rm avg}}}$ is defined in [3]. Low and high power levels are measured over sequences of 72 consecutive zeroes or ones, present in the SSPR test signal, and afterwards, ${P_{{\rm avg}}}$ is obtained as the average of the two values. After computing ${P_{{\rm avg}}}$, we then optimize ${N_{{\rm bins}}}$. For this purpose, we first find the minimum and maximum signal levels for each of the four sampling locations and then create a histogram with ${N_{{\rm bins}}}$. Figure 4 plots the resulting TDEC versus ${N_{{\rm bins}}}$. If ${N_{{\rm bins}}} \lt 30$, the TDEC is overestimated, since we introduce a sort of quantization error (the power levels are rounded to the central value of the histogram bin). On the other hand, for ${N_{{\rm bins}}} \gt 30$, TDEC changes marginally, however, with an increased computation time. For the rest of the evaluations, we employ ${N_{{\rm bins}}} = 50$.

 figure: Fig. 4.

Fig. 4. TDEC versus number of histogram bins (${N_{{\rm bins}}}$).

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The noise power step increment $\Delta {\sigma _G}$ is important in the iterative evaluation of Eq. (1). Figure 5 shows TDEC against $\Delta {\sigma _G}$, which we express as a fraction of ${P_{{\rm avg}}}$. As expected, TDEC is underestimated when an exceedingly large $\Delta {\sigma _G}$ is used, since the noise value will quickly produce the ${{\rm BER}_{{\rm target}}}$. From Fig. 5, we see that $\Delta {\sigma _G} \lt {P_{{\rm avg}}}/500$ is needed to provide a converged TDEC value. As a good trade-off between speed and accuracy, we use $\Delta {\sigma _G} = {P_{{\rm avg}}}/5000$ for the rest of the offline measurements.

 figure: Fig. 5.

Fig. 5. TDEC dependency on the noise step size $\Delta {\sigma _G}$.

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Finally, we test both Method A and Method B described in Section 2 and obtain a marginal difference of 0.03 dB in the TDEC values. Hence, the two methods are equivalent.

5. TDEC EVALUATION USING REAL-TIME AND SAMPLING OSCILLOSCOPES

Two families of oscilloscopes can be used to acquire ultrahigh frequency waveforms: DSOs, also known as equivalent-time oscilloscopes, and RTOs [14]. The first one samples periodic waveforms every ${T_p} + {\Delta _{{\rm DSO}}}$, where ${T_p}$ is the waveform period, and ${\Delta _{{\rm DSO}}}$ is a small time displacement to capture the signal at a slightly different point in each period. On the other hand, RTOs do not require periodic waveforms and sample uniformly over time using a high speed analog to digital converter and ultrafast memory storage, capturing one sample every ${\Delta _{{\rm RTO}}}$ seconds. For instance, when sampling a 50 Gbps signal, a 200 Gsamples/s RTO continuously acquires 4 samples/bit uniformly spaced ${\Delta _{{\rm RTO}}} = 5\;{\rm ps} $, storing them in an internal random access memory (RAM) for the following post-processing and display. An illustration of the two operating principles is shown in Fig. 6.

 figure: Fig. 6.

Fig. 6. Difference between the two sampling modes of real-time oscilloscopes (blue) and the sampling (red) of the same input waveform (black).

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Currently, the state-of-the-art DSO can achieve very precise and small ${\Delta _{{\rm DSO}}}$ and typically ${\Delta _{{\rm DSO}}} \ll {\Delta _{{\rm RTO}}}$, so that DSOs present a higher temporal resolution compared to RTOs, at the expense of requiring a periodic signal [15]. We compare the TDEC on waveforms captured with the two oscilloscope types, as in Fig. 3. For the RTO, we convert the optical signal to the electrical domain by means of a 36 GHz p-i-n PD and capture it at a sampling rate of 200 Gsamples/s. It is clear that, with this limited amount of samples, the two histogram time windows cannot be properly determined. We thus digitally upsample the waveform to ${N_{\rm{up}}}$ samples/bit using an anti-aliasing filter approximated with the Kaiser window method. In this way, we go from the initial 4 samples/bit to ${N_{\rm{up}}}$ samples/bit. Figure 7 shows the TDEC value versus ${N_{\rm{up}}}$. We also plot the value obtained with a DSO having ${\Delta _{{\rm DSO}}} = 200\;{\rm fs} $ (green line). It can be noticed that the TDEC estimates obtained by upsampling the RTO output converge almost perfectly to the DSO value provided that at least ${N_{\rm{up}}} = 16$ samples/bit are used. This is reasonable, since with ${N_{\rm{up}}} = 16$, we have ${\Delta _{{\rm RTO}}} = 1.25\;{\rm ps} $, which corresponds to 0.0625 UI and is close enough to the 0.04 UI histogram width specified in the ITU-T standard [3]. Moreover, with this choice, the left and right histograms end up located at 0.4375 UI and 0.5625 UI, respectively, again very close to the sampling windows from the standard (0.425 UI and 0.575 UI). Choosing a higher value for ${N_{\rm{up}}}$ changes the resulting TDEC estimate only marginally, so we can conclude from Fig. 7 that ${N_{\rm{up}}} = 16$ samples/bit is a reasonable value.

 figure: Fig. 7.

Fig. 7. TDEC versus ${N_{\rm{up}}}$ (samples per symbol after upsampling for the RTO). The DSO reference TDEC value (for ${\Delta _{{\rm DSO}}} = 200\;{\rm fs} $) is reported as a green line as a comparison.

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As a final observation, for sufficiently high ${N_{\rm{up}}}$, the RTO TDEC estimate is around 0.1 dB lower than the DSO. We can justify this mismatch in several ways ways: first, the difference in the specifications of the two oscilloscopes, in terms of analog BW and effective number of bits; then, for the RTO case, we use a commercial PD, which has a non-ideal frequency response, whereas for the DSO, the Rx module is well calibrated; last, the digital upsampling is an ideal operation that does not take into account the noise.

6. ZERO FORCING AND MINIMUM MEAN SQUARE ERROR EQUALIZER STRATEGIES

The recommendation of the 50G-PON [3] employs a 13-tap T-spaced feed forward equalizer (FFE) whose tap coefficients are optimized to give the MMSE for eye opening. In the literature, we typically find two algorithms to compute the FFE coefficients [16,17]:

  • 1. ZF, where the taps are optimized to obtain zero inter-symbol interference (ISI) on the equalized eye-diagram without considering the presence of noise on the input signal;
  • 2. MMSE, which maximizes the signal-to-noise ratio at the equalizer outputs jointly considering ISI and noise on the input signal.

When using ZF, the FFE taps optimization algorithm minimizes the ISI at the equalizer output. Figure 8(a) illustrates the principle of this equalizer. To optimize the coefficients in the time domain, we use an adaptive stochastic gradient descent [17] with a step size of ${10^{- 3}}$ after normalizing the input samples to be in the range [−1,+1]. We train the equalizer with ${2^{14}}$ bits. To find the best sampling instant, we repeat the taps optimization $N $ times (with $N $ being the number of samples per bit) and then select the one giving the minimum TDEC value. In Fig. 9, we show the TDEC values against each sampling instant when $N = 32$ is used. We observe a typical bathtub curve, and, as expected, the optimal sampling instant is close to the middle. Similar observations are reported in [18]. After finding the taps corresponding to the best sample instant, we use them to filter three consecutive SSPR sequences for TDEC evaluation.

 figure: Fig. 8.

Fig. 8. Block diagram of the two equalization techniques: (a) ZF equalizer and (b) MMSE equalizer.

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 figure: Fig. 9.

Fig. 9. TDEC versus sampling instant position for the ZF tap optimization strategy.

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For the MMSE strategy, we add time-domain Gaussian noise samples and optimize the taps according to the MMSE criterion. We evaluate the BER and iterate the process increasing the input noise variance until the target BER of ${10^{- 2}}$ is reached. Also in this case, we repeat the process for each sampling instant and select the sample where the highest noise variance can be added, using the same sequences and step size as before. We then evaluate TDEC for this sample, and from it, we implement a finite impulse response filter with these taps for the equalization. The block diagram is shown in Fig. 8(b).

We experimentally test both ZF and MMSE equalizers with an SSPR sequence [13]. Here we use an RTO, and the captured 4 samples/bit waveform is then oversampled to 32 via digital interpolation. The samples are then filtered with a fourth-order low-pass Bessel filter with 3 dB BW of 18.75 GHz ([3]) and equalized following ZF and MMSE approaches. The resulting TDEC and ${C_{{\rm eq}}}$ values are reported in Table 1 for the two cases.

Both equalizers give quite similar TDEC values, with MMSE giving a value 0.17 dB lower than ZF. However, a significant variation is visible in the ${C_{{\rm eq}}}$, as expected from theory. The ZF equalizer tries to minimize ISI at the FFE output, regardless of noise. For a typical BW-limited channel, it tends to enhance the high frequency components not only of the signal, but also of the noise, which is reflected in a higher ${C_{{\rm eq}}}$. On the other hand, the MMSE jointly minimizes ISI and noise, limiting the noise enhancement and consequently obtaining a lower ${C_{{\rm eq}}}$. In Fig. 10, we show the non-equalized experimental eye-diagram and the equalized eye-diagrams using the two methods. A larger eye opening can be seen after the ZF equalizer compared to MMSE, at the expense of increased noise at high frequencies; this is noticeable from a higher standard deviation at the bit transitions [Fig 10(b)].

Tables Icon

Table 1. ZF and MMSE Results

 figure: Fig. 10.

Fig. 10. Eye-diagrams from experimental data. (a) Back-to back received waveform, (b) waveform after the ZF equalizer, and (c) waveform after the MMSE equalizer.

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To further evaluate the ZF and MMSE strategies, we carry out a series of simulations. We emulate the BW of an optical Tx using a second-order Butterworth filter where we change the 3 dB BW. We use an SSPR sequence [13] oversampled to 4 samples/bit to emulate the RTO and compute TDEC and ${C_{{\rm eq}}}$ as previously described.

Figure 11 depicts TDEC and ${C_{{\rm eq}}}$ for the two equalization strategies (ZF in red, MMSE in green) when changing the Tx 3 dB BW. The plots indicate that when there is enough BW (${\approx} 30\;{\rm GHz} $), both ZF and MMSE produce the same TDEC and ${C_{{\rm eq}}}$. As the BW decreases, the MMSE equalizer produces a slightly lower TDEC, as it also takes noise into account. This is more evident when looking at the ${C_{{\rm eq}}}$ curve in Fig. 11(b), where the ZF strategy significantly enhances the noise. The different effects of the two equalizers can be clearly seen when looking at the insets of Fig. 11(b) linked to the lowest BW.

 figure: Fig. 11.

Fig. 11. (a) TDEC and (b) ${C_{{\rm eq}}}$ against 3 dB electrical BW for ZF and MMSE equalizers. Insets of (a) report the eye-diagrams before equalization at the highest and lowest BWs under test. Insets of (b) show the eye-diagrams after ZF and MMSE equalization.

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Both ZF and MMSE provide a similar TDEC value, despite the ${C_{{\rm eq}}}$ difference at low BW. While ZF is faster and simpler to implement than MMSE, it is left to the metrology experts to choose the tap optimization strategy according to their hardware.

7. EXPERIMENTAL VERIFICATION OF THE CORRELATION BETWEEN TDEC AND THE OMA SENSITIVIY PENALTY

In this section, we experimentally verify in a realistic setup whether the TDEC effectively predicts the OMA sensitivity penalty (${{\rm OMA}_{{\rm pen}}}$) at the target BER when changing ER, fiber length, and thus accumulated CD and also for different kinds of Txs. The correlation between TDEC and ${{\rm OMA}_{{\rm pen}}}$ is the main motivation for introducing this metric.

The setup is depicted in Fig. 12. We employ the same MZM as in Fig. 3, and for comparison, we also test a 25G-class EML emitting at 1299 nm. We add different lengths of SMF to evaluate several CD values. We directly capture the optical signal by means of a DSO and then process it to compute the TDEC. For this set of experiments, we report only the results obtained directly from the DSO. For Rx sensitivity, we employ a 2G-class APD preceded by a variable optical attenuator (VOA) to control the input power. The electrical signal is then sampled at 8 samples/bit by the DSO and equalized with a 13-tap T-spaced FFE as required by the 50G-PON standard. Afterwards, we perform the symbol decision and compute the BER at the best sampling instant.

 figure: Fig. 12.

Fig. 12. Setup for TDEC and Rx sensitivity measurements.

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In a first round of experiments, we focus on the dependence on the ER parameter. To this end, we measure the TDEC and the Rx OMA sensitivity at pre-FEC target ${\rm BER}= 10^{- 2}$ in back-to-back (BtB), varying the transmitted signal ER from 5 dB to 9 dB in steps of 1 dB. These ER values are reasonable for an EML-based Tx at the OLT. We also change the asymmetric noise parameter $m$ in the TDEC formula to validate the range considered in Section 3. The results are plotted in Fig. 13, where a clear relation between the two measurements is visible. We thus evaluate the linear regression on the points for $m = {1}$, 1.5, 2 and 3, and the resulting slopes are 1.1, 0.97, 0.52, and 0.28 (with a statistical ${R^2}$ parameter respectively equal to 0.93, 0.92, 0.90, and 0.86). This graph confirms the choice of $m = 1.5$ in the ITU-T standard for 50G-PON, since it gives slope and ${R^2}$ very close to 1.

 figure: Fig. 13.

Fig. 13. TDEC versus OMA Rx sensitivity for different values of $m$ and Tx ER. Dashed line shows the linear trendline for $m = 1.5$.

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In another set of experimental tests, we fix ${\rm ER} = {7}\;{\rm dB}$ and $m = 1.5$ and measure the relation between TDEC and Rx sensitivity when varying the accumulated CD of the link. We change the fiber length from BtB to 25 km in 5 km steps and show the results in Fig. 14. The path penalty obtained with TDEC and Rx sensitivity after 25 km with respect to BtB is almost identical (${\approx} 1.4\;{\rm dB} $). Furthermore, when correlating the two metrics, a linear regression yields a slope of 0.97 and an ${R^2}$ of 0.923, indicating a very good correlation between the two variables.

 figure: Fig. 14.

Fig. 14. TDEC against OMA Rx sensitivity for several fiber lengths (steps of 5 km). The inset boxes show the regression line and ${R^2}$ coefficient for an MZM (blue) and an EML (orange).

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For comparison, we also tested an EML as the Tx, since these devices are more common in the PON application. Figure 14 includes the EML results of TDEC against OMA at ${\rm BER}= 10^{- 2}$ from BtB to 25 km. Since TDEC is a metric that indicates the Tx quality, we expect it to indicate a difference between using an EML and an MZM. In BtB, the measured TDEC is 2.2 dB and 2.4 dB for the MZM and EML, respectively, with corresponding OMA Rx sensitivity of ${-}{24.1}\;{\rm dBm}$ and ${-}{23.9}\;{\rm dBm}$. Remarkably, TDEC perfectly follows the Rx sensitivity penalty, demonstrating that it is a useful metric for Tx qualification. From Fig. 14, we observe that TDEC and OMA Rx sensitivity with the EML improve after SMF. This behavior is explained by the combined effect of the EML positive chirp and of the emission wavelength (1299 nm) being in the negative CD regime, which causes a pulse compression [19] and opens the eye-diagram after fiber transmission. This effect is more evident in [20], where a directly modulated laser at 1293 nm is employed as Tx. Furthermore, after 20 km, the measured TDEC and OMA Rx sensitivities are 1.8 dB and ${-}{24.45}$ dBm, respectively, which are 0.5 dB and 0.45 dB better than in BtB, indicating that TDEC and Rx sensitivity variation go together hand-in-hand. In addition, when doing a linear regression, the slope is 1.04, indicating again a good correlation between variables. Hence, TDEC clearly follows the Rx sensitivity and is a good indicator of the penalty that the system can experience after fiber transmission.

8. CONCLUSIONS

In this paper, we studied the metrology for TDEC defined for 50G-PON. We provided a theoretical derivation of the excess noise factor in APDs, commonly used in PON Rxs, validating the value of 1.5 inside the TDEC equation. We optimized ${N_{{\rm bins}}}$ of the histograms at each of the sampling points defined within the eye-diagram and determined that ${N_{{\rm bins}}} = 40$ is enough for a reliable TDEC value. We also found that $\Delta {\sigma _G} \le {P_{{\rm avg}}}/5000$ is adequate for a precise TDEC.

A comparison between RTO and DSO indicated that the captured waveform from an RTO requires a digital oversampling to at least 32 samples/bit to obtain the same TDEC value as with a DSO. We tested ZF and MMSE approaches to compute the equalizer taps. Both methods resulted in a similar TDEC value; however, the ${C_{{\rm eq}}}$ in the ZF equalizer was higher, since it enhances not just the higher frequency signal components, but also the noise.

Finally, we evaluated the relation between TDEC and OMA Rx sensitivity using an MZM at the Tx. We varied the ER and the fiber length, and the results showed a correlation close to 1 between TDEC and OMA Rx sensitivity. We also assessed an EML emitting in the negative CD regime; the transmission after different fiber lengths gave again a correlation close to 1. These results show that the variation in TDEC can be directly translated into the OMA penalty, and, thus, TDEC can evaluate the Tx quality and help to guarantee transceiver interoperability.

REFERENCES

1. R. Bonk, D. Geng, D. Khotimsky, D. Liu, X. Liu, Y. Luo, D. Nesset, V. Oksman, R. Strobel, W. Van Hoof, and J. S. Wey, “50G-PON: the first ITU-T higher-speed PON system,” IEEE Commun. Mag.60(3), 48–54 (2022). [CrossRef]  

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3. “50-gigabit-capable passive optical networks (50G-PON): physical media dependent (PMD) layer specification,” ITU-T Recommendation G.9804.3 (2021), https://www.itu.int/rec/T-REC-G.9804.3-202109-I.

4. IEEE Standard for Ethernet, Sec. 6, Clause 95: physical medium dependent (PMD) sublayer and medium, type 100GBASE-SR4 (2018), pp. 558–561.

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7. J. Petrilla, P. Dawe, and G. D. LeCheminant, “New metric offers more accurate estimate of optical transmitter’s impact on multimode fiber-optic links,” in DesignCon 2015 (2015).

8. IEEE Standard for Ethernet, Sec. 8, Clause 121: physical medium dependent (PMD) sublayer and medium, type 200GBASE-DR4 (2018), pp. 131–136.

9. D. van Veen, R. Borkowski, A. Mahadevan, and V. Houtsma, “Interoperability and experimental evaluation of TDEC(Q) testing for 50 and 100G PONs,” in Optical Fiber Communication Conference (OFC) (2023), paper Th1G.1.

10. Y. Zhao, C. Doerr, L. Chen, N. Zhu, D. Ton, R. Aroca, X. Huang, and M. Xu, “BER and TDECQ correlation for different impairments in 400 Gbps PAM4 system,” in Optical Fiber Communication Conference (OFC) (2020), paper W3G.3.

11. J. R. Proakis and M. Salehi, “Chap. 2: deterministic and random signal analysis,” in Digital Communications, 5th ed. (McGraw-Hill Higher Education, 2008), pp. 17–94.

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13. Optical Internetworking Forum, “Common electrical I/O (CEI)—electrical and jitter interoperability agreements for 6G+ bps, 11G+ bps, 25G+ bps I/O, and 56G+ bps,” Implementation agreement OIF-CEI-04.0 (2017), https://www.oiforum.com/wp-content/uploads/2019/01/OIF-CEI-04.0.pdf.

14. R. Hui and M. O’Sullivan, “Chap. 2: basic instrumentation for optical measurement,” in Fiber Optic Measurement Techniques, 1st ed. (Elsevier Science, 2009), pp. 129–258.

15. Keysight, “Application note: equivalent time sampling oscilloscope vs. real-time oscilloscope,” https://www.keysight.com/zz/en/assets/7018-01852/application-notes/5989-8794.pdf.

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18. G. Simon, F. N. Sampaio, F. Saliou, J. Potet, and P. Chanclou, “Experimental analysis of TDEC for higher speed PON including linear equalization,” in European Conference on Optical Communication (ECOC) (2022).

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20. G. Caruso, I. N. Cano, G. Talli, D. Nesset, and R. Gaudino, “Study of TDEC for 50G-PON upstream at 50 Gb/s in negative dispersion regime using 25G-class transceivers,” in Optical Fiber Communication Conference (OFC) (2023), paper Th1G.2.

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Figures (14)

Fig. 1.
Fig. 1. (a) Eye-diagram showing the four sampling windows and resulting histograms. (b) Block diagram summarizing the TDEC evaluation procedure.
Fig. 2.
Fig. 2. Asymmetric noise value ( $m$ ) against ER for several values of  ${\rho _1}$ .
Fig. 3.
Fig. 3. Experimental setup for TDEC measurements.
Fig. 4.
Fig. 4. TDEC versus number of histogram bins ( ${N_{{\rm bins}}}$ ).
Fig. 5.
Fig. 5. TDEC dependency on the noise step size $\Delta {\sigma _G}$ .
Fig. 6.
Fig. 6. Difference between the two sampling modes of real-time oscilloscopes (blue) and the sampling (red) of the same input waveform (black).
Fig. 7.
Fig. 7. TDEC versus ${N_{\rm{up}}}$ (samples per symbol after upsampling for the RTO). The DSO reference TDEC value (for ${\Delta _{{\rm DSO}}} = 200\;{\rm fs} $ ) is reported as a green line as a comparison.
Fig. 8.
Fig. 8. Block diagram of the two equalization techniques: (a) ZF equalizer and (b) MMSE equalizer.
Fig. 9.
Fig. 9. TDEC versus sampling instant position for the ZF tap optimization strategy.
Fig. 10.
Fig. 10. Eye-diagrams from experimental data. (a) Back-to back received waveform, (b) waveform after the ZF equalizer, and (c) waveform after the MMSE equalizer.
Fig. 11.
Fig. 11. (a) TDEC and (b)  ${C_{{\rm eq}}}$ against 3 dB electrical BW for ZF and MMSE equalizers. Insets of (a) report the eye-diagrams before equalization at the highest and lowest BWs under test. Insets of (b) show the eye-diagrams after ZF and MMSE equalization.
Fig. 12.
Fig. 12. Setup for TDEC and Rx sensitivity measurements.
Fig. 13.
Fig. 13. TDEC versus OMA Rx sensitivity for different values of $m$ and Tx ER. Dashed line shows the linear trendline for $m = 1.5$ .
Fig. 14.
Fig. 14. TDEC against OMA Rx sensitivity for several fiber lengths (steps of 5 km). The inset boxes show the regression line and ${R^2}$ coefficient for an MZM (blue) and an EML (orange).

Tables (1)

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Table 1. ZF and MMSE Results

Equations (14)

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1 2 ( f u ( y ) Q ( y P a v g C e q σ G ( y ) ) d y f u ( y ) d y ) + 1 2 ( f l ( y ) Q ( P a v g y C e q σ G ( y ) ) d y f l ( y ) d y ) = B E R t a r g e t .
σ G ( y ) = ( M 2 ( y ) ( σ 0 , G 2 + S 2 ) S 2 ) ,
C e q = N 0 2 | H B e s s e l | 2 | H e q | 2 ,
2 B E R T a r g e t = Q ( O M A 2 σ i d e a l ) + Q ( O M A 2 m σ i d e a l ) .
Q ( x ) = 1 2 e r f c ( x 2 ) .
T D E C = 10 l o g ( σ i d e a l σ G ) .
T D E C = 10 l o g 10 ( C e q σ i d e a l σ G ) .
m = σ 1 σ 0 ,
σ 0 , 1 = σ s h 0 , 1 2 + σ t h 2 .
σ s h 0 , 1 2 = 2 q G A 2 F G R Δ f P 0 , 1 ,
E R = P 1 P 0 .
ρ 1 = σ t h 2 σ s h 1 2 ,
m = 1 + ρ 1 1 E R + ρ 1 .
M ( y ) = { m ( y y 0 ) + ( y 1 y ) y 1 y 0 f o r y y 0 1 f o r y < y 0 .
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